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Amendments

March 14, 2026

SEC Proposes Amendments to Simplify Fund Portfolio Reporting

The Securities and Exchange Commission (SEC) has proposed significant amendments to the reporting requirements for registered investment companies regarding their portfolio holdings. These changes aim to […]
March 16, 2026

SEC Proposes Key Amendments to Exchange Act Rule 15c2-11

The Securities and Exchange Commission (SEC) has announced proposed amendments to Exchange Act Rule 15c2-11, which governs the information gathering and review requirements that brokers must […]
May 5, 2026

SEC Proposes Amendments for Optional Semiannual Reporting by Public Companies

The U.S. Securities and Exchange Commission (SEC) has announced proposed amendments that would allow public companies to file semiannual reports instead of the traditional quarterly reports. […]