March 14, 2026
The Securities and Exchange Commission (SEC) has proposed significant amendments to the reporting requirements for registered investment companies regarding their portfolio holdings. These changes aim to […]
March 16, 2026
The Securities and Exchange Commission (SEC) has announced proposed amendments to Exchange Act Rule 15c2-11, which governs the information gathering and review requirements that brokers must […]
March 25, 2026
The Financial Stability Oversight Council (FSOC) has issued proposed interpretative guidance aimed at nonbank financial company designations, returning to key elements from its 2019 guidance. This […]
April 1, 2026
The U.S. Department of the Treasury has announced a notice of proposed rulemaking (NPRM) aimed at implementing the Guiding and Establishing National Innovation for U.S. Stablecoins […]