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SEC Press Releases

March 14, 2026

SEC and FSA Strengthen Regulatory Cooperation in Spring Meeting

The U.S. Securities and Exchange Commission (SEC) and Japan’s Financial Services Agency (FSA) recently held their Spring Financial Regulatory Dialogue in Tokyo on February 27, 2026. […]
March 14, 2026

SEC to Host Roundtable on Private Market Valuations Amid Retail Investor Growth

The Securities and Exchange Commission (SEC) has announced a roundtable scheduled for March 4, focused on private market valuations and the increasing access for retail investors […]
March 14, 2026

SEC Updates Enforcement Manual to Enhance Fairness and Transparency

The Securities and Exchange Commission (SEC) has announced important updates to its Division of Enforcement Manual, aiming to improve the effectiveness of its investigative processes. The […]
March 14, 2026

SEC Proposes Amendments to Simplify Fund Portfolio Reporting

The Securities and Exchange Commission (SEC) has proposed significant amendments to the reporting requirements for registered investment companies regarding their portfolio holdings. These changes aim to […]