March 16, 2026
In a significant shift within the Securities and Exchange Commission (SEC), Judge Margaret A. Ryan has resigned from her position as the Director of the Division […]
March 16, 2026
The Securities and Exchange Commission (SEC) has announced proposed amendments to Exchange Act Rule 15c2-11, which governs the information gathering and review requirements that brokers must […]
March 16, 2026
The Securities and Exchange Commission (SEC) has officially announced the resignation of Judge Margaret A. Ryan from her position as Director of the Division of Enforcement. […]
March 17, 2026
The Securities and Exchange Commission (SEC) has published an insightful report detailing the operations of securities-based swap dealers (SBSDs), alongside updated statistics on public and private […]